UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On June 7, 2021, Kodiak Sciences Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, proxies representing 45,112,118 shares of the Company’s common stock, or approximately 88.01% of the total shares entitled to vote, were present and voted on the following proposals, which are described in more detail in the Company’s definitive proxy statement filed with the United States Securities and Exchange Commission (the “SEC”) on April 28, 2021:
Proposal One – Election of Class III Directors.
The following nominees were each elected as a Class III director to serve until the 2024 annual meeting of stockholders or until his successor is duly elected and qualified.
| Nominee |
For | Withheld | Broker Non-Votes | |||||||||
| Felix J. Baker, Ph.D. |
31,927,751 | 10,891,994 | 2,292,373 | |||||||||
| Victor Perlroth, M.D. |
41,009,932 | 1,809,813 | 2,292,373 | |||||||||
Proposal Two – Advisory Approval of the Compensation of Named Executive Officers.
The compensation of the Company’s named executive officers was approved, on an advisory basis, by the stockholders by the vote set forth in the table below:
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 42,201,253 |
605,483 |
13,007 |
2,292,373 |
Proposal Three – Advisory Vote On the Frequency of Future Stockholder Advisory Votes on Named Executive Officer Compensation.
The frequency of future advisory votes on named executive officer compensation to be every year was approved, on an advisory basis, by the stockholders by the vote set forth in the table below:
| Frequency |
For | Withheld | Broker Non-Votes | |||||||||
| Every Year |
42,575,035 | 163,102 | 2,292,373 | |||||||||
| Every Other Year |
2,935 | — | — | |||||||||
| Every Three Years |
78,672 | — | — | |||||||||
Proposal Four – Ratification of the Appointment of Independent Registered Public Accounting Firm.
The appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the Company’s fiscal year ending December 31, 2021 was ratified.
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 45,096,151 |
2,435 |
13,531 |
— |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| KODIAK SCIENCES INC. | ||||||
| Date: June 7, 2021 | By: | /s/ Victor Perlroth | ||||
| Victor Perlroth, M.D. | ||||||
| Chief Executive Officer | ||||||